Financial Services Solicitors

Richard Nelson LLP’s financial services solicitors represent and advise financial services professionals in a wide variety of cases. Our team includes professional disciplinary lawyers, who can represent individuals in disciplinary cases, as well as criminal lawyers and business lawyers. The multidisciplinary make up of our team means that there’s always someone on hand to provide expert legal support for your case.

Our Financial Services Support

Experienced in legal representation for financial services professionals

If you’re a teacher who needs advice or representation in a disciplinary case involving the TRA, Richard Nelson LLP’s teacher lawyers will be able to advise you, helping you to arrive at the best possible outcome.

Our expertise includes serious fraud defence and representation for a variety of offences covered by FCA investigations. We can advise and represent both individuals and financial services firms that are involved in cases like this. These investigations are nearly always highly sensitive in nature, so you can be assured of our financial services solicitors’ discretion and confidence in all circumstances.

Richard Nelson LLP’s professional disciplinary team is also skilled in advising and representing accountants facing disciplinary investigations by a number of accountancy regulators, including the ICAEW and ACCA. If you have been notified of a professional disciplinary investigation, get in touch with us as soon as possible.

For more information about any of our financial solicitors’ services, click on one of the tiles below. Alternatively, get in touch with us to arrange a free consultation to discuss your case.

Our offerings

Financial Services.

To learn more about how our financial services solicitors can help you, click on one of the services below. If you can't find what you're looking for, get in touch to discuss your case with us.

  • Commercial Property Solicitors

    Receive assistance in a range of commercial property matters, including sales, purchases, negotiating new leases, acquiring development properties, and more.

  • Defence Lawyers for Accountants

    We represent accountants before their regulators, defend claims of professional negligence and malpractice against accountants and conduct litigation. We also offer regulatory and criminal defence for accountants and their clients, including defending Companies House prosecutions.

  • Fraud Defence

    We are one of the leading firms in England and Wales for fraud defence, specialising in serious fraud, but with a strong track record in smaller matters, too.

  • Insolvency Practioners

    We represent insolvency practitioners in matters relating to the IPA, including written responses, statements and legal representation in Tribunals.

  • Money Laundering

    Our regulatory solicitors have been advising businesses and individuals in money laundering issues for years, and also provide training to accountants and other lawyers on money laundering defence and compliance.

I feel I was given the greatest advice and counsel which has resulted in the best outcome I could ask for.

A Client

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Speak to a Financial Services Solicitor

Use the form on the right to get in touch with our team and arrange an initial call to discuss your situation. We will use this no-obligation, fully confidential initial call to learn more about your case and help you understand your options going forward.

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