GDC Investigations

Richard Nelson LLP offers advice and representation for dentists undergoing a GDC investigation. The process can be long and challenging, which is why our specialist solicitors will work closely with you to help you understand the investigation and to get the best result from the process.

Dentists

What happens in a GDC Investigation?

A GDC investigation usually commences with the GDC receiving negative information about a dentist or dental professional. Complaints come from a variety of sources, including patients, other dental professionals, the police and the NHS.

At the outset of a GDC investigation, the complaint undergoes the GDC’s initial assessment process, during which the GDC makes an initial assessment of whether the issues could impact patient safety or public confidence in the dental profession. If so, then they will open a case.

The GDC will then inform the dental professional about the investigation and will obtain relevant information, such as patient records. They will also liaise with appropriate third parties.

The GDC then review the evidence and decides whether to close the case, taking no further action, or to refer it to case examiners for a decision.

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What sort of allegations will the GDC refer to Case Examiners?

GDC investigations relate to a registrant’s fitness to practise, which may be impaired due to:

- misconduct;
- deficient professional performance;
- adverse physical or mental health; or
- a criminal conviction or caution.

It is essential to remember that the GDC regulates the professional as a person, not just their clinical practice. GDC investigations, therefore, can relate to allegations concerning a dentist’s private life, even where the allegations are unrelated to a dentist’s clinical practice.

When should I respond to the allegations in a GDC investigation?

Once a GDC investigation has reached the stage where it is reviewed by the GDC’s Case Examiners, the GDC will formally notify the registrant and invite their written response to the allegations. A registrant is usually given 4 weeks to respond to the allegations.

When facing a GDC investigation, registrants should contact us to obtain independent legal advice before submitting their own representations to the GDC. In our experience, representations prepared by registrants, rather than a lawyer, may adversely impact the outcome of an investigation.

In any investigation, a tactical decision needs to be made relating to when is the best time to respond to the allegation in writing, what level of detail to go into and what further documentation to provide to the GDC’s case examiners. Our dental defence lawyers are experienced at dealing with GDC investigations and so can advise you about strategic decisions and prepare the representations on your behalf.

What decisions will case examiners make?

In any GDC investigation, the decision made by the Case Examiners is a critical stage.

The Case Examiners will consider allegations and the evidence to decide what should happen next. The Case Examiners have the following options:
- to close the case and take no further action;
- to adjourn the case for further investigation;
- to issue a letter of advice to the registrant;
- to issue a warning letter (either published or unpublished) to the registrant;
- ask the registrant to agree to undertakings;
- to refer the registrant to one of the GDC’s fitness to practice committees at the Dental Professionals Hearings Service.

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Criminal proceedings and GDC investigations

Dentists and other dental professionals can sometimes find themselves the subject of a criminal investigation or proceedings. If this situation arises, it is essential for GDC registrants to obtain legal advice from lawyers with expertise in both criminal matters and in GDC proceedings.

At Richard Nelson LLP, our lawyers have experience in robustly defending dentists and other dental professionals in criminal investigations and proceedings. Our lawyers understand the necessity of your GDC registration and the professional impact of a criminal conviction or caution. We will, therefore, be with you every step of the way through both the criminal and regulatory process.

Our team of expert solicitors have experience in defending a wide variety of criminal matters, including, but not limited to the following types of issues:
– Motoring offences;
– Assaults;
– Alcohol or drug-related offences;
– Sexual offences;
– Fraud and other dishonesty offences.

We have an established network of other experts whom we may need to involve in your case, including barristers and forensic accountants. We will ensure that your entire defence team works together to achieve the best possible outcome for you.

Our expert solicitors can represent dentists and other dental professionals in the Police Station, the Magistrates’ Court, the Crown Court and beyond; mindful of the significance of the proceedings to the dental professional both personally and professionally.

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Our multidisciplinary team is made up of specialists in a wide range of services, which means you'll always be represented by an expert in your area.

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Get in touch to arrange a no-obligation, fully confidential call to discuss your case and work out if you want to continue.

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Speak to solicitors in one of our offices throughout England and Wales, or arrange calls and remote meetings.

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Are you interested in GDC Investigations?

Use the form on the right to get in touch with our team and arrange an initial call to discuss your situation. We will use this no-obligation, fully confidential initial call to learn more about your case and help you understand your options going forward.

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